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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-16
CT RA APPROVED 2024-02-21
  • TX RA
    APPROVED
    Since 2024-08-16
  • CT RA
    APPROVED
    Since 2024-02-21

Branch Locations

99 East River Dr Riverview Square 8Th Floor, East Hartford, CT 06108-7301 • United States

Avon, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc East Hartford CT 05/2023 Present
Unemployed Avon CT 07/2022 05/2023
Sun Life Financial Windsor CT 11/2016 07/2022
Cigna Corporation Bloomfield CT 04/2002 11/2016
  • 05/2023 → Present
    East Hartford, CT
  • 07/2022 → 05/2023
    Unemployed
    Avon, CT
  • 11/2016 → 07/2022
    Sun Life Financial
    Windsor, CT
  • 04/2002 → 11/2016
    Cigna Corporation
    Bloomfield, CT
Other Businesses

Board of Directors; Board of Directors for the Torrington Police Activities League (PAL); Treasurer; 16 School Street, Suite 106, Torrington, CT, 06790; Not Investment-Related; 12/01/2018; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-12
  • S66 Uniform Combined State Law Examination
    2024-01-12
Other Names
  • Nick Calabrese

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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