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Khristopher Robert Hoopes

Ubs Financial Services Inc.

Las Vegas, NV

CRD 7745582

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-09-14
  • NV RA
    APPROVED
    Since 2023-09-14

Branch Locations

10801 W. Charleston Blvd, Las Vegas, NV 89135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Las Vegas NV 06/2023 Present
Focus Plumbing Las Vegas NV 06/2017 08/2017
Focus Plumbing Las Vegas NV 06/2018 08/2018
Focus Plumbing Las Vegas NV 06/2019 08/2019
Focus Plumbing Las Vegas NV 05/2021 08/2021
Focus Plumbing Las Vegas NV 05/2022 08/2022
University Of Nevada, Reno Reno NV 08/2019 05/2023
Shadow Ridge Highschool Las Vegas NV 08/2015 06/2019
  • 06/2023 → Present
    Ubs Financial Services, Inc
    Las Vegas, NV
  • 06/2017 → 08/2017
    Focus Plumbing
    Las Vegas, NV
  • 06/2018 → 08/2018
    Focus Plumbing
    Las Vegas, NV
  • 06/2019 → 08/2019
    Focus Plumbing
    Las Vegas, NV
  • 05/2021 → 08/2021
    Focus Plumbing
    Las Vegas, NV
  • 05/2022 → 08/2022
    Focus Plumbing
    Las Vegas, NV
  • 08/2019 → 05/2023
    University Of Nevada, Reno
    Reno, NV
  • 08/2015 → 06/2019
    Shadow Ridge Highschool
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-07
  • S66 Uniform Combined State Law Examination
    2023-09-07
Designations
  • Certified Financial Planner

View on SEC IAPD

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