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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-04-08 |
Branch Locations
3112 Devine Street Suite A, Columbia, SC 29205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crayton Middle School | Columbia | SC | 08/2014 | 05/2017 |
| Ac Flora High School | Columbia | SC | 05/2017 | 08/2021 |
| Clemson University | Clemson | SC | 05/2021 | 05/2025 |
| Barnes And Noble Booksellers | Clemson | SC | 01/2022 | 01/2022 |
| Clemson University | Clemson | SC | 08/2022 | 12/2023 |
| Burger Tavern 77 | Columbia | SC | 05/2022 | 08/2023 |
| Cason Development Group | Columbia | SC | 05/2022 | 08/2022 |
| Sage Financial Systems | Columbia | SC | 05/2023 | 08/2023 |
| Sage Financial Systems | Columbia | SC | 06/2024 | 08/2024 |
| Lpl Financial Llc | Columbia | SC | 05/2025 | Present |
| Independent Advisor Alliance | Charlotte | NC | 04/2026 | Present |
1) 11/24/2025 - Sage Financial Systems - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 04/13/2026 - INDEPENDENT ADVISOR ALLIANCE, LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 11/12/2025 - 160 hours per month/ 154 hours during trading -I provide administrative support to Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity in 11/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 04/13/2026 - Sage Financial System - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 11/12/2025 - 160 hours per month/ 154 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-31 |
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