Devin James Shaffer

$5.33B regulatory AUM

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

5823 N Forest Park Drive, Peoria, IL 61614-3559 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-07-20
FL	RA	APPROVED	2025-02-26
IL	RA	APPROVED	2025-02-24

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Stetson University	Deland	FL	08/2023	05/2024
David Vaughan Investments, Llc	Peoria	IL	08/2024	Present
David Vaughan Investments, Llc	Peoria	IL	01/2025	Present
Td Securities	New York City	NY	06/2023	08/2023
Artis Energy Solutions Llc	Middletown	CT	12/2020	05/2023
Frozen Gnome Properties Llc (Greenhouse Cafe And Tavern)	Burlington	CT	08/2018	08/2020
Full-Time Student	Burlington	CT	01/2005	08/2018
Unemployed	Burlington	CT	08/2020	12/2020

08/2023 → 05/2024

Stetson University

Deland, FL
08/2024 → Present

David Vaughan Investments, Llc

Peoria, IL
01/2025 → Present

David Vaughan Investments, Llc

Peoria, IL
06/2023 → 08/2023

Td Securities

New York City, NY
12/2020 → 05/2023

Artis Energy Solutions Llc

Middletown, CT
08/2018 → 08/2020

Frozen Gnome Properties Llc (Greenhouse Cafe And Tavern)

Burlington, CT
01/2005 → 08/2018

Full-Time Student

Burlington, CT
08/2020 → 12/2020

Unemployed

Burlington, CT

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-02-24

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