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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-04 |
| NY | RA | APPROVED | 2023-11-15 |
Branch Locations
1290 Avenue Of The Americas 4Th Fl, New York, NY 10104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc. | New York | NY | 05/2023 | Present |
| Thomas Shortman Training Fund - 32Bj | New York | NY | 09/2016 | 05/2025 |
| Tri-Star Equities | New York | NY | 04/2015 | 12/2019 |
| Quick Response Service | New York | NY | 02/2014 | 02/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-18 |
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