Ronald Edward Ellis

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 01/2025
  Elements Financial Federal Credit Union
  Indianapolis, IN
• 09/2024 → 01/2025
  Lpl Financial Llc
  Indianapolis, IN
• 01/2025 → 04/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fishers, IN
• 03/2025 → 04/2025
  Bank Of America, N.A.
  Fishers, IN
• 04/2025 → Present
  Lake City Bank
  Carmel, IN
• 04/2025 → Present
  Cetera Investment Services Llc
  Carmel, IN
• 04/2025 → Present
  Cetera Investment Advisers Llc
  Carmel, IN

Previous Registrations

• 2025-02-12 → 2025-04-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fishers, IN
  Chicago, IL
• 2024-09-05 → 2025-01-29
  Lpl Financial Llc
  Indianapolis, IN

Exams

• S66 Uniform Combined State Law Examination
  2024-06-28

Other Names

• Ronald Edward Ellis
• Ronald E Ellis
• Ron Ellis
• Ron E Ellis