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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-04-01 |
Branch Locations
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
16 Broad St, Charleston, SC 29401 • United States
1320 Main St Ste 600, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Monkey Sports | Norwood | MA | 05/2018 | 08/2018 |
| Unemployed | Dedham | MA | 06/2014 | 04/2018 |
| Unemployed | Dedham | MA | 09/2018 | 04/2019 |
| Weston Golf Club | Weston | MA | 05/2019 | 08/2019 |
| Unemployed | Dedham | MA | 09/2019 | 11/2019 |
| Jim Roche Community Arena | West Roxbury | MA | 12/2019 | 03/2020 |
| Beers And Lanes Landscaping | Dedham | MA | 04/2020 | 07/2025 |
| Dunkin | Wakefield | RI | 02/2023 | 03/2023 |
| Luxe Fitness Clubs | Wakefield/Westerly | RI | 09/2023 | 05/2024 |
| Fidelity Investments | Smithfield | RI | 05/2024 | 01/2025 |
| New York Life Insurance Company | Waltham | MA | 01/2025 | 02/2025 |
| Nylife Securities Llc | Waltham | MA | 01/2025 | 02/2025 |
| Wells Fargo Bank, Na | Charleston | SC | 03/2026 | Present |
| Wells Fargo Clearing Services, Llc | Charleston | SC | 03/2026 | Present |
| Southwood Realty | Charleston | SC | 08/2025 | 02/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-27 |
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