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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2025-03-24
MN RA APPROVED 2025-03-17
  • ND RA
    APPROVED
    Since 2025-03-24
  • MN RA
    APPROVED
    Since 2025-03-17

Branch Locations

615 2Nd Ave N, Wahpeton, ND 58075 • United States

117 S Mill St, Fergus Falls, MN 56537 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Fargo ND 06/2023 05/2024
Comdel Innovation Wahpeton ND 07/2022 06/2023
Bell Bank Fargo ND 06/2021 07/2022
Bell Bank Fargo ND 08/2020 06/2021
Bell Bank Fargo ND 05/2019 08/2020
Unemployed Fargo ND 08/2018 05/2019
Sherven's Wahpeton ND 06/2018 08/2018
Unemployed Wahpeton ND 08/2017 05/2018
Ndscs Wahpeton ND 05/2017 08/2017
Unemployed Wahpeton ND 08/2016 05/2017
Ndscs Wahpeton ND 05/2018 06/2018
City Of Breckenridge Breckenridge MN 05/2024 02/2025
American Federal Bank Fergus Falls MN 02/2025 Present
Lpl Financial Llc Fergus Falls MN 03/2025 Present
  • 06/2023 → 05/2024
    Fargo, ND
  • 07/2022 → 06/2023
    Comdel Innovation
    Wahpeton, ND
  • 06/2021 → 07/2022
    Bell Bank
    Fargo, ND
  • 08/2020 → 06/2021
    Bell Bank
    Fargo, ND
  • 05/2019 → 08/2020
    Bell Bank
    Fargo, ND
  • 08/2018 → 05/2019
    Unemployed
    Fargo, ND
  • 06/2018 → 08/2018
    Sherven's
    Wahpeton, ND
  • 08/2017 → 05/2018
    Unemployed
    Wahpeton, ND
  • 05/2017 → 08/2017
    Ndscs
    Wahpeton, ND
  • 08/2016 → 05/2017
    Unemployed
    Wahpeton, ND
  • 05/2018 → 06/2018
    Ndscs
    Wahpeton, ND
  • 05/2024 → 02/2025
    City Of Breckenridge
    Breckenridge, MN
  • 02/2025 → Present
    American Federal Bank
    Fergus Falls, MN
  • 03/2025 → Present
    Fergus Falls, MN
Previous Registrations
Other Businesses

1 - 03/2025 - American Federal Investments - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-10
  • S66 Uniform Combined State Law Examination
    2023-08-10

View on SEC IAPD

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