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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2019-03-07 |
| SC | RA | APPROVED | 2017-10-18 |
| UT | RA | APPROVED | 2017-08-01 |
| SD | RA | APPROVED | 2017-05-23 |
| ND | RA | APPROVED | 2017-03-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rvcdc | Fargo | ND | 01/2001 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 09/2012 | 02/2017 |
| Bell State Bank & Trust | Wahpeton | ND | 09/2012 | Present |
| Cetera Investment Advisers Llc | Wahpeton | ND | 01/2014 | 02/2017 |
| Lpl Financial | Wahpeton | ND | 02/2017 | Present |
1) 02/24/2017 - BELL INVESTMENTS - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2) 02/24/2017 - Notary - ND - start: 5/6/2014 3) 02/24/2017 - HANKINSON HOUSING AUTHORITY BOARD MEMBER - Non-Profit Board Member - non-inv rel - Hankinson, ND - start: 2005 4) 3/9/2023 - BELL BANK - Investment Related - At Reported Business Location(s) - Financial Institution Duty - VP/WEALTH ADVISOR (Primary role) VP/Ag Commercial Banker (Secondary role) - Start Date - 03/03/2017 - 12 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-23 |
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