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3300 Battleground Avenue Suite 202, Greensboro, NC 27410 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-11-20 |
| SD | RA | APPROVED | 2018-11-20 |
| ND | RA | APPROVED | 2018-11-19 |
Branch Locations
319 11Th Street North, Wahpeton, ND 58075 • United States
3300 Battleground Ave Suite 400, Greensboro, NC 27410 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Financal Services, Inc | Minot | ND | 12/2015 | 11/2018 |
| Intercarolina Financial Services, Inc. | Greensboro | NC | 11/2018 | Present |
Great Plains Capital Mortgage, not investment related, 319 11th Street North, Wahpeton, ND, 58075, mortgage loan origination, President, Dec. 1, 2016, will spend approx. 60 hours per month dedicated to the business, 40 hours during trading hours, mortgage loan originator. Great Plains Capital Investments, investment related, 319 11th Street North, Wahpeton, ND, 58075, insurance agency, sole proprietor, Dec. 1, 2015, will spend 20 hours per month, 20 hours during market hours, representative offering fixed insurance products. .
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-31 |
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