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400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-08-21 |
| NY | RA | APPROVED | 2024-08-19 |
Branch Locations
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cnr Securities, Llc | New York | NY | 05/2023 | 01/2026 |
| Alphasense | New York | NY | 04/2021 | 01/2023 |
| Liccardi Ford Lincoln | Watchung | NJ | 10/2020 | 01/2021 |
| Wealth Enhancement Group (Formerly Aepg) | Warren | NJ | 05/2019 | 08/2019 |
| Liccardi Ford Lincoln | Watchung | NJ | 05/2018 | 08/2018 |
| Liccardi Ford Lincoln | Watchung | NJ | 05/2017 | 08/2017 |
| Unemployed | N/A | XX | 01/2021 | 04/2021 |
| Unemployed | N/A | XX | 01/2023 | 04/2023 |
| Gettysburg College | Gettysburg | PA | 08/2019 | 05/2020 |
| Unemployed | N/A | XX | 05/2020 | 10/2020 |
| Gettysburg College | Gettysburg | PA | 08/2018 | 05/2019 |
| Gettysburg College | Gettysburg | PA | 08/2017 | 05/2018 |
| Gettysburg College | Gettysburg | PA | 01/2017 | 05/2017 |
| Loyola University Maryland | Baltimore | MD | 08/2016 | 12/2016 |
| Cnr Securities, Llc | New York | NY | 01/2026 | Present |
1) Name of Entity: Rental Property Non-investment related Address of OBA: 21 Brown Ave Unit B, Lavallette, NJ 08735 Nature of OBA: Renting out beach house which I inherited Position/Title/Relationship: Sole Proprietor Start date: 03/01/23 Time devoted: 5 hours per month; 0 during securities hours Duties: Owner of house 2) Name of the other business: Liccardi Rental Property Whether the business is investment-related: Non investment-related Address of the other business: 4 Jonah Court, PO Box 326, Peapack, NJ 07977 Nature of the other business: Investment Rental Property Your position; title, or relationship with the other business: Owner, Sole Proprietor Start date of your relationship: 03/30/2024 Approximate number of hours/month you devote to the other business: Less than 10% Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Owner of investment property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-18 |
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