Nicholas Michael Liccardi

Employer firm

Rbc Rochdale, LLC CRD 117198

$73.0B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2023 → 01/2026
  Cnr Securities, Llc
  New York, NY
• 04/2021 → 01/2023
  Alphasense
  New York, NY
• 10/2020 → 01/2021
  Liccardi Ford Lincoln
  Watchung, NJ
• 05/2019 → 08/2019
  Wealth Enhancement Group (Formerly Aepg)
  Warren, NJ
• 05/2018 → 08/2018
  Liccardi Ford Lincoln
  Watchung, NJ
• 05/2017 → 08/2017
  Liccardi Ford Lincoln
  Watchung, NJ
• 01/2021 → 04/2021
  Unemployed
  N/A, XX
• 01/2023 → 04/2023
  Unemployed
  N/A, XX
• 08/2019 → 05/2020
  Gettysburg College
  Gettysburg, PA
• 05/2020 → 10/2020
  Unemployed
  N/A, XX
• 08/2018 → 05/2019
  Gettysburg College
  Gettysburg, PA
• 08/2017 → 05/2018
  Gettysburg College
  Gettysburg, PA
• 01/2017 → 05/2017
  Gettysburg College
  Gettysburg, PA
• 08/2016 → 12/2016
  Loyola University Maryland
  Baltimore, MD
• 01/2026 → Present
  Cnr Securities, Llc
  New York, NY

Other Businesses

1) Name of Entity: Rental Property Non-investment related Address of OBA: 21 Brown Ave Unit B, Lavallette, NJ 08735 Nature of OBA: Renting out beach house which I inherited Position/Title/Relationship: Sole Proprietor Start date: 03/01/23 Time devoted: 5 hours per month; 0 during securities hours Duties: Owner of house 2) Name of the other business: Liccardi Rental Property Whether the business is investment-related: Non investment-related Address of the other business: 4 Jonah Court, PO Box 326, Peapack, NJ 07977 Nature of the other business: Investment Rental Property Your position; title, or relationship with the other business: Owner, Sole Proprietor Start date of your relationship: 03/30/2024 Approximate number of hours/month you devote to the other business: Less than 10% Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Owner of investment property

Exams

• S66 Uniform Combined State Law Examination
  2024-08-18

Other Names

• Nicholas Liccardi