Best Investors Account Sign in

Nicholas Michael Liccardi

Rbc Rochdale, LLC

New York, NY

Claim This Profile
Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-08-21
NY RA APPROVED 2024-08-19
  • NJ RA
    APPROVED
    Since 2024-08-21
  • NY RA
    APPROVED
    Since 2024-08-19

Branch Locations

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cnr Securities, Llc New York NY 05/2023 01/2026
Alphasense New York NY 04/2021 01/2023
Liccardi Ford Lincoln Watchung NJ 10/2020 01/2021
Wealth Enhancement Group (Formerly Aepg) Warren NJ 05/2019 08/2019
Liccardi Ford Lincoln Watchung NJ 05/2018 08/2018
Liccardi Ford Lincoln Watchung NJ 05/2017 08/2017
Unemployed N/A XX 01/2021 04/2021
Unemployed N/A XX 01/2023 04/2023
Gettysburg College Gettysburg PA 08/2019 05/2020
Unemployed N/A XX 05/2020 10/2020
Gettysburg College Gettysburg PA 08/2018 05/2019
Gettysburg College Gettysburg PA 08/2017 05/2018
Gettysburg College Gettysburg PA 01/2017 05/2017
Loyola University Maryland Baltimore MD 08/2016 12/2016
Cnr Securities, Llc New York NY 01/2026 Present
  • 05/2023 → 01/2026
    Cnr Securities, Llc
    New York, NY
  • 04/2021 → 01/2023
    Alphasense
    New York, NY
  • 10/2020 → 01/2021
    Liccardi Ford Lincoln
    Watchung, NJ
  • 05/2019 → 08/2019
    Wealth Enhancement Group (Formerly Aepg)
    Warren, NJ
  • 05/2018 → 08/2018
    Liccardi Ford Lincoln
    Watchung, NJ
  • 05/2017 → 08/2017
    Liccardi Ford Lincoln
    Watchung, NJ
  • 01/2021 → 04/2021
    Unemployed
    N/A, XX
  • 01/2023 → 04/2023
    Unemployed
    N/A, XX
  • 08/2019 → 05/2020
    Gettysburg College
    Gettysburg, PA
  • 05/2020 → 10/2020
    Unemployed
    N/A, XX
  • 08/2018 → 05/2019
    Gettysburg College
    Gettysburg, PA
  • 08/2017 → 05/2018
    Gettysburg College
    Gettysburg, PA
  • 01/2017 → 05/2017
    Gettysburg College
    Gettysburg, PA
  • 08/2016 → 12/2016
    Loyola University Maryland
    Baltimore, MD
  • 01/2026 → Present
    Cnr Securities, Llc
    New York, NY
Other Businesses

1) Name of Entity: Rental Property Non-investment related Address of OBA: 21 Brown Ave Unit B, Lavallette, NJ 08735 Nature of OBA: Renting out beach house which I inherited Position/Title/Relationship: Sole Proprietor Start date: 03/01/23 Time devoted: 5 hours per month; 0 during securities hours Duties: Owner of house 2) Name of the other business: Liccardi Rental Property Whether the business is investment-related: Non investment-related Address of the other business: 4 Jonah Court, PO Box 326, Peapack, NJ 07977 Nature of the other business: Investment Rental Property Your position; title, or relationship with the other business: Owner, Sole Proprietor Start date of your relationship: 03/30/2024 Approximate number of hours/month you devote to the other business: Less than 10% Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Owner of investment property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-18
  • S66 Uniform Combined State Law Examination
    2024-08-18
Other Names
  • Nicholas Liccardi

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor