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Inactive

Gifford C Davis

Waterrock Wealth Management

Albuquerque, NM

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Current Employers
Waterrock Wealth Management

6565 Americas Parkway Ne Ste 200, Albuquerque, NM 87110 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-11
NM RA APPROVED 2023-05-15
  • TX RA
    APPROVED_RES
    Since 2025-03-11
  • NM RA
    APPROVED
    Since 2023-05-15

Branch Locations

6565 Americas Parkway Ne Ste 200, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prien Asset Management Albuquerque NM 05/2023 Present
Waterrock Wealth Management Albuquerque NM 05/2022 Present
Us Bank Albuquerque NM 02/2013 05/2022
  • 05/2023 → Present
    Prien Asset Management
    Albuquerque, NM
  • 05/2022 → Present
    Waterrock Wealth Management
    Albuquerque, NM
  • 02/2013 → 05/2022
    Us Bank
    Albuquerque, NM
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-04
  • S65 Uniform Investment Adviser Law Examination
    2021-06-04

View on SEC IAPD

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Matthew John Ports
Jean-Marc D Grindatto
GREGORY JOSEPH ZANETTI

Other Offices

AAN WEALTH ADVISORS LLC · Albuquerque, NM
DXD CAPITAL · ALBUQUERQUE, NM
ALLWORTH FINANCIAL, L.P. · ALBUQUERQUE, NM
EDWARD JONES · ALBUQUERQUE, NM
ZANETTI FINANCIAL, LLC · ALBUQUERQUE, NM
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · ALBUQUERQUE, NM
AMERIPRISE FINANCIAL SERVICES, LLC · ALBUQUERQUE, NM
LPL FINANCIAL LLC · ALBUQUERQUE, NM

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