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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-10-30
NY RA APPROVED 2025-10-29
TX RA APPROVED 2025-10-29
  • NJ RA
    APPROVED
    Since 2025-10-30
  • NY RA
    APPROVED
    Since 2025-10-29
  • TX RA
    APPROVED
    Since 2025-10-29

Branch Locations

1230 Avenue Of The Americas Flr 3, New York, NY 10020 • United States

390 Madison Ave Floor 11, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 09/2025 Present
Jpmorgan Chase Bank, N.A. New York NY 09/2025 Present
Unemployed Miami FL 09/2023 08/2025
Morgan Stanley Wealth Management Washington DC 05/2023 08/2023
Unemployed Bethesda MD 09/2015 04/2023
  • 09/2025 → Present
    New York, NY
  • 09/2025 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 09/2023 → 08/2025
    Unemployed
    Miami, FL
  • 05/2023 → 08/2023
    Morgan Stanley Wealth Management
    Washington, DC
  • 09/2015 → 04/2023
    Unemployed
    Bethesda, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-21
  • S66 Uniform Combined State Law Examination
    2025-07-21
Other Names
  • Catherine Essenmacher Arnold
  • Catherine E Arnold

View on SEC IAPD

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