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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-10-27
  • NC RA
    APPROVED
    Since 2023-10-27

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

129 S Estes Dr, Chapel Hill, NC 27514 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Chapel Hill NC 05/2023 Present
Wells Fargo Bank, Na Chapel Hill NC 08/2013 Present
Other Businesses

RENATL PROPERTY; INV RELATED; DURHAM, NC; 100% OWNERSHIP; 05/2025; 1 HOUR PER MONTH; 0 DURING TRADING; RENTAL

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-26
S63 Uniform Securities Agent State Law Examination 2023-08-30
  • S65 Uniform Investment Adviser Law Examination
    2023-10-26
  • S63 Uniform Securities Agent State Law Examination
    2023-08-30
Other Names
  • Emelyn Larissa Hernandez Santos
  • Emelyn Larissa Hernandez

View on SEC IAPD

Other Firms

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