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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-10-27 |
Branch Locations
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Chapel Hill | NC | 05/2023 | Present |
| Wells Fargo Bank, Na | Chapel Hill | NC | 08/2013 | Present |
RENATL PROPERTY; INV RELATED; DURHAM, NC; 100% OWNERSHIP; 05/2025; 1 HOUR PER MONTH; 0 DURING TRADING; RENTAL
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-30 |
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