Imauchechim Agba

Ubs Financial Services Inc.

CRD 7737133

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-03-18

NY RA
APPROVED

Since 2026-03-18

Branch Locations

299 Park Ave 8Th, 9Th 11Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Brookline High School	Brookline	MA	08/2015	06/2019
Amherst College	Amherst	MA	08/2019	05/2023
Ubs Financial Services, Inc	New York	NY	07/2023	Present

08/2015 → 06/2019

Brookline High School

Brookline, MA
08/2019 → 05/2023

Amherst College

Amherst, MA
07/2023 → Present

Ubs Financial Services, Inc

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-03-18

S66 Uniform Combined State Law Examination

2026-03-18

View on SEC IAPD

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