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Reed Hawken Cart

J.P. Morgan Securities LLC

New York, NY

CRD 7736424

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-23
TX RA APPROVED 2023-08-23
  • NY RA
    APPROVED
    Since 2023-08-23
  • TX RA
    APPROVED
    Since 2023-08-23

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na New York NY 07/2021 Present
Jpmorgan Securities Llc New York NY 05/2023 Present
Osu Library Security Columbus OH 03/2021 06/2021
Brassica Columbus OH 08/2019 01/2021
Jpmorgan Chase & Co Columbus OH 06/2020 08/2020
49 Village Way Llc Hudson OH 07/2019 08/2019
Winston Products Solon OH 06/2019 07/2019
49 Village Way Llc Hudson OH 12/2018 01/2019
49 Village Way Llc Hudson OH 12/2014 09/2017
The Ohio State University Columbus OH 08/2017 05/2021
Corepower Yoga Columbus OH 11/2018 01/2019
  • 07/2021 → Present
    Jpmorgan Chase Bank, Na
    New York, NY
  • 05/2023 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 03/2021 → 06/2021
    Osu Library Security
    Columbus, OH
  • 08/2019 → 01/2021
    Brassica
    Columbus, OH
  • 06/2020 → 08/2020
    Jpmorgan Chase & Co
    Columbus, OH
  • 07/2019 → 08/2019
    49 Village Way Llc
    Hudson, OH
  • 06/2019 → 07/2019
    Winston Products
    Solon, OH
  • 12/2018 → 01/2019
    49 Village Way Llc
    Hudson, OH
  • 12/2014 → 09/2017
    49 Village Way Llc
    Hudson, OH
  • 08/2017 → 05/2021
    The Ohio State University
    Columbus, OH
  • 11/2018 → 01/2019
    Corepower Yoga
    Columbus, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-23
  • S66 Uniform Combined State Law Examination
    2023-08-23
Other Names
  • Reed Cart

View on SEC IAPD

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