Michael Griffeth Austin

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2022 → 07/2022
  Senior Financial Services
  The Villages, FL
• 06/2023 → 08/2023
  Northwestern Mutual
  Mclean, VA
• 05/2021 → 08/2021
  Students And Trucks Inc.
  Alexandria, VA
• 08/2019 → 05/2023
  Hampden-Sydney College
  Farmville, VA
• 09/2015 → 06/2019
  T.C Williams High School
  Alexandria, VA
• 06/2019 → 08/2019
  Zoes Kitchen
  Alexandria, VA
• 09/2023 → 11/2024
  Ubs Financial Services
  Washington, DC
• 05/2025 → Present
  Rbc Capital Markets, Llc
  Raleigh, NC
• 11/2024 → 04/2025
  Ubs Financial Services
  Charlotte, NC

Previous Registrations

• 2025-02-03 → 2025-04-21
  Ubs Financial Services Inc.
  Charlotte, NC
  Weehawken, NJ
  Washington, DC

Exams

• S66 Uniform Combined State Law Examination
  2025-02-03

Other Names

• Michael Griffeth Austin
• Griff Austin