Joseph Brian Falletta

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New Haven, CT
• 05/2023 → 08/2023
  Morgan Stanley
  Fairfield, CT
• 07/2022 → 12/2022
  Aspetuck Valley Country Club
  Weston, CT
• 02/2022 → 03/2022
  State Street Brats
  Madison, WI
• 06/2023 → 06/2023
  Odeon Capital Group
  New York, NY
• 09/2016 → 06/2020
  Fairfield Ludlowe High School
  Fairfield, CT
• 06/2019 → 08/2019
  Fairfield Parks & Recreation
  Fairfield, CT
• 09/2020 → 05/2024
  University Of Wisconsin-Madison
  Madison, WI
• 08/2024 → Present
  Bank Of America, N.A.
  New Haven, CT

Exams

• S66 Uniform Combined State Law Examination
  2024-10-09

Other Names

• Joseph B Falletta