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Veronica Raygoza

Ubs Financial Services Inc.

Houston, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-29
TX RA APPROVED 2024-06-10
  • FL RA
    APPROVED
    Since 2024-07-29
  • TX RA
    APPROVED
    Since 2024-06-10

Branch Locations

4400 Post Oak Parkway Suite 1700, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Houston TX 06/2023 Present
Houston Independent School District Houston TX 08/2021 06/2023
Fort Bend County Richmond TX 11/2019 08/2021
University Of North Texas Denton TX 12/2019 12/2022
Fort Bend Independent School District Sugar Land TX 08/2019 10/2019
Houston Independent School District Houston TX 08/2016 08/2019
  • 06/2023 → Present
    Ubs Financial Services Inc.
    Houston, TX
  • 08/2021 → 06/2023
    Houston Independent School District
    Houston, TX
  • 11/2019 → 08/2021
    Fort Bend County
    Richmond, TX
  • 12/2019 → 12/2022
    University Of North Texas
    Denton, TX
  • 08/2019 → 10/2019
    Fort Bend Independent School District
    Sugar Land, TX
  • 08/2016 → 08/2019
    Houston Independent School District
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-09
  • S66 Uniform Combined State Law Examination
    2024-06-09

View on SEC IAPD

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Other Offices

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AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
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