George Shields King

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Lpl Financial Llc
  Columbia, SC
• 01/2009 → Present
  South State Bank
  Columbia, SC

Previous Registrations

• 1999-08-04 → 2009-01-29
  Citigroup Global Markets Inc.
  Columbia, SC
  Columbia, SC

Other Businesses

1. 4/1/2014: SOUTH STATE INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 6/12/2019 - South State Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 01/01/2018 - 40 Hours Per Month/30 Hours During Securities Trading. 3. 04/10/2024 - Our Six Sons, LLC - Non-Inv Related - Columbia, SC - Business Entity For Tax/Investment Purposes Only - Started: 4/1/2024 - 1 hrs/Mo; 0 Hr During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-07
• S63 Uniform Securities Agent State Law Examination
  1999-04-29

Other Names

• George Shields King