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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-14
CA RA APPROVED 2023-09-05
  • TX RA
    APPROVED
    Since 2023-11-14
  • CA RA
    APPROVED
    Since 2023-09-05

Branch Locations

2301 Rosecrans Ave, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 03/2022 Present
Hacor Inc. Los Angeles CA 09/2018 08/2021
University Of California Riverside Riverside CA 08/2014 06/2018
Unemployed La Crescenta CA 06/2018 09/2018
Unemployed Torrance CA 08/2021 03/2022
  • 03/2022 → Present
    Los Angeles, CA
  • 09/2018 → 08/2021
    Hacor Inc.
    Los Angeles, CA
  • 08/2014 → 06/2018
    University Of California Riverside
    Riverside, CA
  • 06/2018 → 09/2018
    Unemployed
    La Crescenta, CA
  • 08/2021 → 03/2022
    Unemployed
    Torrance, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-24
  • S66 Uniform Combined State Law Examination
    2023-08-24
Other Names
  • Owen Gong

View on SEC IAPD

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