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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-03 |
Branch Locations
433 Plaza Real Suite 335, Boca Raton, FL 33432 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signature Healthcare | Brockton | MA | 06/2012 | 05/2019 |
| Milford Regional Medical Center | Milford | MA | 05/2019 | 08/2021 |
| Spartan Financial Strategies | Juno Beach | FL | 08/2021 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2023 | 03/2024 |
| Northwestern Mutual Investment Services Llc | West Palm Bch | FL | 04/2023 | 03/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2023 | 03/2024 |
| Mml Investors Services Llc | West Palm Beach | FL | 05/2024 | 02/2025 |
| Massmutual Life Insurance Co | West Palm Beach | FL | 04/2024 | 02/2025 |
| National Life Group | Boca Raton | FL | 02/2025 | Present |
| Equity Services Inc | Montpelier | VT | 02/2025 | Present |
*JAMES AND DIANE PAPADAKOS, 318 OAK HARBOR, JUNO BEACH, FL, 33408, ONGOING, INV REL, 03/01/2024, RENTAL PROPERTY OWNER, DURING TRD/HRS, LESS THAN 1%*JAMES N PAPADAKOS, 170 CELESTIAL WAY, JUNO BEACH, FL, 33408, ONGOING, NOT INV REL, 10/01/2025, PRESIDENT OF HOMEOWNERS ASSOC, DURING TRD/HRS, 2%*SPARTAN FINANCIAL STRATEGIES INC, 170 CELESTIAL WAY, JUNO BEACH, FL, 33408, ONGOING, NOT INV REL, 04/01/2024, EXECUTIVE COACH, ASSIST SENIOR LEADERS WITH PROFESSIONAL DEVELOPMENT, DURING TRD/HRS, 4 HRS*FFIA (FLORIDA FINANCIAL AND INSURANCE AGENCY), 433 PLAZA REAL, BOCA RATON, FL, 33432, ONGOING, INV REL, 03/01/2025, INSURANCE, AGENT, DURING TRD/HRS, 25 HRS*SPARTAN FINANCIAL STRATEGIES LLC, 170 CELESTIAL WAY, JUNO BEACH, FL, 33408, ONGOING, INV REL, INSURANCE, AGENT, DURING TRD/HRS, 1-2 HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-18 |
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