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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-03-31
  • OH RA
    APPROVED
    Since 2025-03-31

Branch Locations

95 W. Fourth Street, Minster, OH 45865 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc. Fairfield IA 04/2023 07/2024
Cambridge Investment Research Inc. Fairfield IA 07/2023 02/2025
Marion Local Schools Maria Stein OH 01/2013 05/2019
Bowling Green State University Bowling Green State University OH 08/2019 05/2020
Wright State University Fairborn OH 08/2020 04/2023
Cooper Farms St. Henry OH 03/2020 08/2020
Lowes Home Improvement Store Fairborn OH 12/2021 01/2022
Anthem Pest Control Houston TX 05/2021 08/2021
Fedex Vandalia OH 12/2021 12/2022
Ronnie Redd: State Farm Huber Heights OH 01/2022 05/2022
Wright State University Finance Department Fairborn OH 05/2022 12/2022
Emerson Electric Sidney OH 08/2022 05/2023
Jon Coomer Investment Mangement Troy OH 05/2023 02/2025
Books By The Bushel Versailles OH 10/2018 08/2019
A.L. Smith Trucking Llc Versailles OH 05/2014 08/2018
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2024 02/2025
Cetera Investment Services Llc St Cloud OH 03/2025 Present
Cetera Investment Advisers Llc Minster OH 03/2025 Present
Minster Bank Minster OH 03/2025 Present
  • 04/2023 → 07/2024
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 07/2023 → 02/2025
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 01/2013 → 05/2019
    Marion Local Schools
    Maria Stein, OH
  • 08/2019 → 05/2020
    Bowling Green State University
    Bowling Green State University, OH
  • 08/2020 → 04/2023
    Wright State University
    Fairborn, OH
  • 03/2020 → 08/2020
    Cooper Farms
    St. Henry, OH
  • 12/2021 → 01/2022
    Lowes Home Improvement Store
    Fairborn, OH
  • 05/2021 → 08/2021
    Anthem Pest Control
    Houston, TX
  • 12/2021 → 12/2022
    Fedex
    Vandalia, OH
  • 01/2022 → 05/2022
    Ronnie Redd: State Farm
    Huber Heights, OH
  • 05/2022 → 12/2022
    Wright State University Finance Department
    Fairborn, OH
  • 08/2022 → 05/2023
    Emerson Electric
    Sidney, OH
  • 05/2023 → 02/2025
    Jon Coomer Investment Mangement
    Troy, OH
  • 10/2018 → 08/2019
    Books By The Bushel
    Versailles, OH
  • 05/2014 → 08/2018
    A.L. Smith Trucking Llc
    Versailles, OH
  • 07/2024 → 02/2025
    Fairfield, IA
  • 03/2025 → Present
    Cetera Investment Services Llc
    St Cloud, OH
  • 03/2025 → Present
    Minster, OH
  • 03/2025 → Present
    Minster Bank
    Minster, OH
Previous Registrations
Other Businesses

1. MEET AND WORK WITH TRUST CUSTOMERS, COMPLETE QUESTIONNAIRE; DETERMINE ASSET ALLOCATION AND CREATE IPS; REPORT TO TRUST COMMITTEE; TRUST COMMITTEE MONITORS ACCOUNTS, INVESTS MODELS AND MAKES RECOMMENDATIONS; OWNS AND RENTS OUT FARMLAND 2. PRESIDENT OF REED AVE PROPERTY OWNERS ASSOCIATION; HOLD BI-ANNUAL MEETINGS, PROPOSE LANDSCAPING/SNOW REMOVAL QUOTES, ANSWER QUESTIONS FOR LOCAL RESIDENTS; MANAGE AND INSPECT LANDSCAPING AND SNOW REMOVAL SERVICES; 1 HR/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-05
  • S66 Uniform Combined State Law Examination
    2023-09-05

View on SEC IAPD

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