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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc. | Fairfield | IA | 04/2023 | 07/2024 |
| Cambridge Investment Research Inc. | Fairfield | IA | 07/2023 | 02/2025 |
| Marion Local Schools | Maria Stein | OH | 01/2013 | 05/2019 |
| Bowling Green State University | Bowling Green State University | OH | 08/2019 | 05/2020 |
| Wright State University | Fairborn | OH | 08/2020 | 04/2023 |
| Cooper Farms | St. Henry | OH | 03/2020 | 08/2020 |
| Lowes Home Improvement Store | Fairborn | OH | 12/2021 | 01/2022 |
| Anthem Pest Control | Houston | TX | 05/2021 | 08/2021 |
| Fedex | Vandalia | OH | 12/2021 | 12/2022 |
| Ronnie Redd: State Farm | Huber Heights | OH | 01/2022 | 05/2022 |
| Wright State University Finance Department | Fairborn | OH | 05/2022 | 12/2022 |
| Emerson Electric | Sidney | OH | 08/2022 | 05/2023 |
| Jon Coomer Investment Mangement | Troy | OH | 05/2023 | 02/2025 |
| Books By The Bushel | Versailles | OH | 10/2018 | 08/2019 |
| A.L. Smith Trucking Llc | Versailles | OH | 05/2014 | 08/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2024 | 02/2025 |
| Cetera Investment Services Llc | St Cloud | OH | 03/2025 | Present |
| Cetera Investment Advisers Llc | Minster | OH | 03/2025 | Present |
| Minster Bank | Minster | OH | 03/2025 | Present |
1. MEET AND WORK WITH TRUST CUSTOMERS, COMPLETE QUESTIONNAIRE; DETERMINE ASSET ALLOCATION AND CREATE IPS; REPORT TO TRUST COMMITTEE; TRUST COMMITTEE MONITORS ACCOUNTS, INVESTS MODELS AND MAKES RECOMMENDATIONS; OWNS AND RENTS OUT FARMLAND 2. PRESIDENT OF REED AVE PROPERTY OWNERS ASSOCIATION; HOLD BI-ANNUAL MEETINGS, PROPOSE LANDSCAPING/SNOW REMOVAL QUOTES, ANSWER QUESTIONS FOR LOCAL RESIDENTS; MANAGE AND INSPECT LANDSCAPING AND SNOW REMOVAL SERVICES; 1 HR/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-05 |
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