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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minster Bank | Minster | OH | 04/2014 | 11/2017 |
| Cetera Investment Services Llc | St. Cloud | MN | 04/2014 | 11/2017 |
| Cetera Investment Advisers Llc | Minster | OH | 04/2014 | 11/2017 |
| Lpl Financial Llc | Maria Stein | OH | 12/2017 | Present |
1) 12/01/2017 - ADS Financial, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 12/2017 - 160 hr/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-08 |
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