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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-12-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ads Financial Llc | Minster | OH | 06/2021 | Present |
| Ss&C Technologies | Dublin | OH | 10/2013 | 06/2021 |
| Lpl Financial Llc | Minster | OH | 09/2024 | Present |
1 - 01/29/2024 - ADS Financial LLC - Notary - Inv Related - 0.4 Hours/Month - 0.1 Hour During Trading - OH 45865 - OBA Start Date: 05/24/2023. 2 - 01/29/2024 - ADS Financial LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 128 Hours/Month - 32 Hours During Trading - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-09 |
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