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Seth Kunio

Ameriprise Financial Services, LLC

Warrenville, IL

CRD 7732310

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-07-14
CO RA APPROVED 2025-04-08
  • IL RA
    APPROVED
    Since 2025-07-14
  • CO RA
    APPROVED
    Since 2025-04-08

Branch Locations

28381 Davis Pkwy Ste 703, Warrenville, IL 60555 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Warrenville IL 05/2023 Present
Michigan State University East Lansing MI 08/2022 05/2025
West Aurora High School Aurora IL 08/2018 06/2022
Jewel Middle School North Aurora IL 06/2014 08/2018
  • 05/2023 → Present
    Ameriprise Financial Services, Llc
    Warrenville, IL
  • 08/2022 → 05/2025
    Michigan State University
    East Lansing, MI
  • 08/2018 → 06/2022
    West Aurora High School
    Aurora, IL
  • 06/2014 → 08/2018
    Jewel Middle School
    North Aurora, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-05
  • S66 Uniform Combined State Law Examination
    2025-04-05
Other Names
  • Sethpayton Kunio
  • Seth Kunio
  • Seth Payton Kunio

View on SEC IAPD

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Nearby Investors

VINCENT JASON RAMIREZ
MARC ALLEN SWEDA
DAVID JOHN SOPER

Nearby Offices

OSAIC WEALTH, INC. · WARRENVILLE, IL
LASALLE ST. INVESTMENT ADVISORS, L.L.C. · Warrenville, IL
OSAIC WEALTH, INC. · WARRENSVILLE, IL

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