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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-03-04
  • OH RA
    APPROVED
    Since 2024-03-04

Branch Locations

8351 N High St Ste 280, Columbus, OH 43235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Worthington OH 04/2023 Present
Rocky Brands Inc Perrysburg OH 01/2021 09/2023
Unemployment Toledo OH 05/2020 12/2020
University Of Toledo Toledo OH 08/2016 05/2020
  • 04/2023 → Present
    Worthington, OH
  • 01/2021 → 09/2023
    Rocky Brands Inc
    Perrysburg, OH
  • 05/2020 → 12/2020
    Unemployment
    Toledo, OH
  • 08/2016 → 05/2020
    University Of Toledo
    Toledo, OH
Other Businesses

1) 03/19/2025 - THE FINANCIAL SOLUTIONS NETWORK, INC PRIVATE ADVIS - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:03/19/2025 - 40 Hrs/Mth - 40 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-30
  • S66 Uniform Combined State Law Examination
    2024-01-30

View on SEC IAPD

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