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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-20
  • CA RA
    APPROVED
    Since 2026-04-20

Branch Locations

2121 Rosecrans Avenue Suite 1300, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. El Segundo CA 09/2025 Present
Ubs Financial Services Inc. Seattle WA 01/2025 07/2025
Husky Union Building Seattle WA 09/2021 12/2024
Fidelity Investments Seattle CA 06/2024 08/2024
Northwestern Mutual Seattle CA 06/2023 08/2023
University Of Washington Seattle CA 09/2021 06/2025
Thousand Oaks High School, La Reina High And Middle School Thousand Oaks CA 08/2015 06/2021
  • 09/2025 → Present
    El Segundo, CA
  • 01/2025 → 07/2025
    Seattle, WA
  • 09/2021 → 12/2024
    Husky Union Building
    Seattle, WA
  • 06/2024 → 08/2024
    Fidelity Investments
    Seattle, CA
  • 06/2023 → 08/2023
    Northwestern Mutual
    Seattle, CA
  • 09/2021 → 06/2025
    University Of Washington
    Seattle, CA
  • 08/2015 → 06/2021
    Thousand Oaks High School, La Reina High And Middle School
    Thousand Oaks, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-20
  • S66 Uniform Combined State Law Examination
    2026-04-20

View on SEC IAPD

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