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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-14
GA RA APPROVED 2025-05-16
  • TX RA
    APPROVED
    Since 2025-08-14
  • GA RA
    APPROVED
    Since 2025-05-16

Branch Locations

3030 Windy Hill Road, Marietta, GA 30067 • United States

9000 Southside Blvd, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lagrange GA 10/2006 Present
Previous Registrations
Other Businesses

For profit or not for profit: Not for ProfitName of outside business organization: Alpha Kappa Alpha Sorority, Inc.Investment related: NoAddress of business:Lanett, AL 36863Nature of business: Community Service OrganizationCompensation for Activity (Yes/No only): NoPosition, title, associationTreasurerStart date of relationship: 01/2022Number of hours devoted: 25 volunteer hours a monthNumber of hours devoted during trading hours: 0Duties: Reconcile Sorority's Financial Records, Make Bank Deposits, Write Checks, Pay Bills I*994453, Entity Type, Name of OBA: Lambda Zeta Omega Chapter Address:LanettAlabama36863 Investment Related: No Position, Title, Association: TreasurerEmployee Start Date: 01/01/2022 No Hours: 5 weekly No Hours during trading: 0 Duties:Service Organization; Treasurer I*3293298, Entity Type: Entity Charitable, Name of OBA: xS.T.R.E.A.M. Minds Academy Board, Address: Bessemer, Alabama, 35023, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 12/11/2025, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: I would help to create foundational framework to ensure the organization is within regulatory compliance with key inspection points to manage risk appropriately. As a founding board member, I will play a crucial role in: 1. Strategic & Financial Planning & Oversight 2. Governance & Oversight 3. Academic and School Performance & Oversight 4. Community Engagement The organization is particularly interested in my experience in finance and operations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-18
  • S66 Uniform Combined State Law Examination
    2023-12-18
Other Names
  • Courtney Winston
  • Courtney V Winston
  • Cortney Veneshia Winston
  • Courtney Veneshia Winston

View on SEC IAPD

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