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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-22
IA RA APPROVED 2023-07-21
  • TX RA
    APPROVED
    Since 2024-01-22
  • IA RA
    APPROVED
    Since 2023-07-21

Branch Locations

117 4Th Ave S, Clinton, IA 52732 • United States

321 17Th St Ste A, Bettendorf, IA 52722 • United States

Davenport, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Bettendorf IA 04/2023 Present
Hni Muscatine IA 11/2021 02/2023
University Of Iowa Iowa City IA 01/2021 04/2023
Bayer Muscatine IA 05/2016 11/2021
Rover Davenport IA 03/2023 Present
  • 04/2023 → Present
    Bettendorf, IA
  • 11/2021 → 02/2023
    Hni
    Muscatine, IA
  • 01/2021 → 04/2023
    University Of Iowa
    Iowa City, IA
  • 05/2016 → 11/2021
    Bayer
    Muscatine, IA
  • 03/2023 → Present
    Rover
    Davenport, IA
Other Businesses

Real Estate Ownership; Single Family; 2122 e 12th St, , Davenport, IA, 52803; Investment-Related; 10/31/2025. Business Ownership; KBR Management LLC; Co-owner; Real Estate; 2622 E Pleasant St , , Davenport, IA, 52803; Investment-Related; 11/20/2025; 1 to 9 hours per month; 0 during trading hours / Rothenberger Management LLC; Owner; Manage Ameriprise Business; 2622 E Pleasant St, , Davenport, IA, 52803; Investment-Related; 02/06/2026; 60 hours per month; 60 during trading hours. Outside Employment; Toporowski Management LLC; I am paid by the firm owner LLC, this is his management LLC for running our firm. This is for Ameriprise business only.; Manage advisory business; 321 17th st Ste A, , Bettendorf, IA, 52722; Investment-Related; 08/01/2023; 40 to 59 hours per month; 40 to 59 during trading hours / Rothenberger Management LLC; Owner; Manage advisory business; 2622 E Pleasant St, , Davenport, IA, 52803; Investment-Related; 03/15/2026; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-18
  • S66 Uniform Combined State Law Examination
    2023-07-18
Other Names
  • Katie Ann Olafson
  • Kate Rothenberger

View on SEC IAPD

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