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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-22 |
| IA | RA | APPROVED | 2023-07-21 |
Branch Locations
117 4Th Ave S, Clinton, IA 52732 • United States
321 17Th St Ste A, Bettendorf, IA 52722 • United States
Davenport, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Bettendorf | IA | 04/2023 | Present |
| Hni | Muscatine | IA | 11/2021 | 02/2023 |
| University Of Iowa | Iowa City | IA | 01/2021 | 04/2023 |
| Bayer | Muscatine | IA | 05/2016 | 11/2021 |
| Rover | Davenport | IA | 03/2023 | Present |
Real Estate Ownership; Single Family; 2122 e 12th St, , Davenport, IA, 52803; Investment-Related; 10/31/2025. Business Ownership; KBR Management LLC; Co-owner; Real Estate; 2622 E Pleasant St , , Davenport, IA, 52803; Investment-Related; 11/20/2025; 1 to 9 hours per month; 0 during trading hours / Rothenberger Management LLC; Owner; Manage Ameriprise Business; 2622 E Pleasant St, , Davenport, IA, 52803; Investment-Related; 02/06/2026; 60 hours per month; 60 during trading hours. Outside Employment; Toporowski Management LLC; I am paid by the firm owner LLC, this is his management LLC for running our firm. This is for Ameriprise business only.; Manage advisory business; 321 17th st Ste A, , Bettendorf, IA, 52722; Investment-Related; 08/01/2023; 40 to 59 hours per month; 40 to 59 during trading hours / Rothenberger Management LLC; Owner; Manage advisory business; 2622 E Pleasant St, , Davenport, IA, 52803; Investment-Related; 03/15/2026; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-18 |
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