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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2017-03-30 |
| LA | RA | APPROVED | 2017-03-30 |
| TX | RA | APPROVED_RES | 2017-03-30 |
| IL | RA | APPROVED | 2017-03-29 |
Branch Locations
1210 19Th Ave. Nw, Clinton, IA 52732 • United States
5183 Utica Ridge Road, Davenport, IA 52807 • United States
16 E Southridge Rd #1602, Marshalltown, IA 50158 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Clinton | IA | 08/2014 | Present |
| Stratos Wealth Partners, Ltd | Clinton | IA | 03/2017 | Present |
1. 08/26/2014 - Stratos Wealth Partners - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 08/26/2014 - First Wealth Financial Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 9/15/2014 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 3/2017 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 3/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 09/15/2014: STRATOS WEALTH PARTNERS - INV REL - 1122 NORTH 22ND ST, CLINTON, IA 52732 - REGISTERED INVESTMENT ADVISOR DBA: (HYBRID) FIRST WEALTH FINANCIAL GROUP - 100% OF TIME SPENT 5. 09/29/2014 - HEALTH INSURANCE - INV REL - 1122 N 2nd St Clinton, IA 52732 - MUTUAL MED - NON-VARIABLE INSURANCE - INSURANCE AGENT - TIME SPENT 5 HOURS PER MONTH - CLINTON, IA 6. 02/09/2026 - Riverbend School District - Coach/ Sports/ Fitness - Not Investment Related - Fulton, IL - Start Date 03/02/2026 - 32 hours per month/ 12 hours during trading 7. 02/24/2026 - Producer's XL - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/29/2014 - 10 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-31 |
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