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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2017-09-11 |
| LA | RA | APPROVED | 2017-09-11 |
| TX | RA | APPROVED | 2017-09-11 |
Branch Locations
1210 19Th Ave. Nw, Clinton, IA 52732 • United States
5185 Utica Ridge Road, Davenport, IA 52807 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cintas Corporation | Davenport | IA | 06/2004 | 09/2016 |
| Lpl Financial Llc | Clinton | IA | 09/2016 | Present |
| Stratos Wealth Partners, Ltd | Clinton | IA | 09/2017 | Present |
1) 9/23/16 - First Wealth Financial Group-DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2) 9/23/16 - Stratos Wealth Partners- DBA for LPL Business (entity for LPL business)- Inv. Related - at reported business location(s) - 100%. 3) 9/23/2016 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4) 5/19/2017 - Kirkpatrick Financial, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/18/2017 - 150 Hours Per Month/110 Hours During Securities Trading. 5) 2/26/2018 - Stratos Wealth Partners - DBA: (Hybrid) First Wealth Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 08/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 6) 2/26/2018 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 8/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 08/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-14 |
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