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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-03-16 |
| TX | RA | APPROVED | 2016-03-16 |
| IL | RA | APPROVED | 2015-12-15 |
| IA | RA | APPROVED | 2015-12-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Clinton | IA | 08/2014 | Present |
| Stratos Wealth Partners Ltd. | Clinton | IA | 09/2014 | Present |
1. 08/25/2014: FIRST WEALTH FINANCIAL GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - 25% OF TIME SPENT 2. 08/25/2014: STRATOS WEALTH PARTNERS LTD. - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - 25% OF TIME SPENT 3. 09/15/2014 - Stratos Wealth Partners Ltd. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 2/2016 - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 02/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 03/27/2015: OHIO NATIONAL LIFE INSURANCE COMPANY - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - START 04/01/2015 - 10 HR/MO 6 DURING SECS TRDG HRS - AGENT: LIFE, DISABILITY, LONG-TERM CARE INSURANCE. 5. 5/27/2020 - JT Mills, Inc. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2018 - 160 Hours Per Month During Securities Trading 6. 02/18/2026 - Producers XL - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 02/15/2026 - 10 hours per month/ during trading 7. 02/18/2026 - Turcotte Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 02/15/2026 - 10 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-28 |
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