Scott Kenneth Kauffman

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2003 → 11/2019
  Klaussner Corporate Services, Inc.
  Asheboro, NC
• 01/2021 → Present
  Wilson Realty Co
  Davidson, NC
• 05/2020 → 10/2020
  Superior School Of Real Estate
  Asheboro, NC
• 05/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  Asheboro, NC
• 02/2017 → 06/2023
  Klaussner Furniture Industries, Inc.
  Asheboro, NC
• 05/2023 → Present
  Advisors Financial Center
  Asheboro, NC

Other Businesses

(1) Name of Business: KHF Holdings, LLC Address: 748 Stoney Creek Dr., Asheboro, NC, 27205, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - Vice President, Officer - Treasurer, Officer - Secretary Investment Related: Yes Start Date: 02/14/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Assist with winding down and disposal of assets on on issues related to a tax matter of Klaussner Furniture Industries, Inc. which the members of KHF severally indemnified for tax matters prior to the 2/15/17 sale date. Review and approve financial statements and tax returns prepared by outside accounting firm. Review and approve invoices from outside providers, generally accountants and attorneys. (2) Name of Business: Wilson Realty Co Address: 748 Stoney Creek Dr., Asheboro, NC, 27205, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Independent Contractor, Agent Investment Related: Yes Start Date: 12/31/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: assist clients in buying and selling real estate

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-12-10

Other Names

• Scott Kauffman