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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2012-08-21 |
| NC | RA | APPROVED | 2009-01-02 |
Branch Locations
130 South Church St Suite 1A, Asheboro, NC 27203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Asheboro | NC | 08/2007 | Present |
| Raymond James Financial Services Advisors, Inc | Asheboro | NC | 01/2009 | Present |
| Thomas Capital Management, Llc | Asheboro | NC | 03/2009 | Present |
1) Name of Business: Thomas Capital Management, LLC Address: 130 S Church St Ste 1A, Asheboro, NC, 27203-5669, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/16/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Paying bills and payroll.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-25 |
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