Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-07-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Financial | Dublin | OH | 05/2012 | 07/2020 |
| Nationwide Securities Llc | Dublin | OH | 05/2012 | 07/2020 |
| Lpl Financial Llc | Asheboro | NC | 07/2020 | Present |
1) 12/05/2023 - Financial Independence Group - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 - 202 Hours Per Month/ 2 Hours During Trading 2) 10/02/2024 - Insurance Associates of the Triad - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/01/2020 - 10 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-20 |
| S66 | Uniform Combined State Law Examination | 2000-08-18 |
Reach out to this advisor