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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nsllc | Columbus | OH | 08/2015 | 07/2020 |
| Nationwide | Asheboro | NC | 06/2015 | 07/2020 |
| Lpl Financial Llc | Asheboro | NC | 07/2020 | Present |
1) 06/23/2020 - Non-Variable Insurance - Agent - non-variable insurance - inv rel - at reported business location(s) - start: 06/2020 - 2 hr/mth 2) 12/06/2021 - Dixon and Wells - Investment Related - 2820 Selwyn Ave #450, Charlotte, NC 28209 - Non-Variable Insurance - Insurance Broker - Start Date: 11/12/2021 - 2 Hours Per Month/2 Hours During Securities Trading. 3) 08/03/2022 - Nationwide- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)- Start Date- 07/28/2022- 2 Hours Per Month/ 2 Hours During Securities Trading 4) 10/14/2024 - Insurance Associates of the Triad - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/01/2020 - 10 Hours Per Month/ During Trading 5) 01/13/2025 - Pine State Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:01/01/2025 - 20 Hrs/Mth - 2 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-13 |
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