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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 04/2023 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 04/2023 | Present |
| Enterprise Holdings | Queens | NY | 02/2020 | 03/2021 |
| Tom James Company | New York | NY | 11/2022 | 03/2023 |
| Td Bank | Queens | NY | 06/2019 | 02/2020 |
| Khan's Tutorial | Queens | NY | 01/2016 | 01/2018 |
| Unemployed | New York | NY | 01/2018 | 06/2018 |
| Enterprise Holdings | Inwood | NY | 03/2021 | 11/2021 |
| Enterprise Holdings | Queens | NY | 11/2021 | 07/2022 |
| Enterprise Holdings | New York | NY | 07/2022 | 09/2022 |
| Td Bank | Queens | NY | 06/2018 | 06/2019 |
| Unemployed | New York | NY | 09/2022 | 11/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-11 |
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