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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-03
  • NJ RA
    APPROVED
    Since 2026-08-03

Branch Locations

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

7 Giralda Farms Suite 300, Madison, NJ 07940 • United States

Transcend Capital Advisors, Llc

7 Giralda Farms Suite 300, Madison, NJ 07940 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-21
  • NJ RA
    APPROVED
    Since 2023-06-21

Branch Locations

7 Giralda Farms Suite 300, Madison, NJ 07940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Onevalley San Mateo CA 05/2020 07/2020
Ymca Camp Tockwogh Worton MD 06/2017 07/2017
Transcend Capital Advisors Madison NJ 04/2023 07/2026
University Of Miami Coral Gables FL 08/2017 05/2021
Greenwich High School Greenwich CT 08/2013 06/2017
Babz Llc Greenwich CT 02/2019 Present
Arax Advisory Group Madison NJ 08/2026 Present
  • 05/2020 → 07/2020
    Onevalley
    San Mateo, CA
  • 06/2017 → 07/2017
    Ymca Camp Tockwogh
    Worton, MD
  • 04/2023 → 07/2026
    Transcend Capital Advisors
    Madison, NJ
  • 08/2017 → 05/2021
    University Of Miami
    Coral Gables, FL
  • 08/2013 → 06/2017
    Greenwich High School
    Greenwich, CT
  • 02/2019 → Present
    Babz Llc
    Greenwich, CT
  • 08/2026 → Present
    Arax Advisory Group
    Madison, NJ
Other Businesses

The name is Babz LLC. During my free time, I have been developing a social networking mobile app since February 2019. I only spend about 6 hours a month on it -- none of which are during trading hours. Currently, it is just me working with an app development firm, and the app has not even launched. It is not investment-related. The address would be where I live, 89 Byram Shore Rd, Greenwich CT 06830. I am the founder.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-25
  • S65 Uniform Investment Adviser Law Examination
    2023-05-25

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