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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-08-01 |
Branch Locations
3121 Macatawa Dr. Sw, Grandville, MI 49418 • United States
6267 Carpinteria Avenue, Carpinteria, CA 93010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Zeeland Public Schools | Zeeland | MI | 07/1997 | 07/2022 |
| Michigan Virtual | Lansing | MI | 12/2020 | Present |
| Ravines Golf Club | Saugatuck | MI | 04/2023 | Present |
| Planmember Securities Corporation | Carpinteria | CA | 05/2023 | Present |
| Williams & Co. Dba Williams And Company Financial Services | Grandville | MI | 05/2023 | Present |
| Michigan Association Of Retired School Personnel - (Marsp-Rps) | Lansing | MI | 05/2023 | Present |
1) Williams & Co. dba Williams and Company Financial Services - 3121 Macatawa Dr. SW, Grandville, MI 49418; Investment related; Financial Services-securities sales & svcs; Representative; Start date 5/2023; 80 hrs/mnth & during trading. 2) Michigan Association of Retired School Personnel-Retirement Planning Services (MARSP-RPS)-1001 Centennial Way, Suite 401, Lansing, MI 48917; Investment related; Educational workshops & pension analysis; Presenter; Start date 5/2023; 40 hrs/mnth; 0 hrs/mnth during trading. 3) Michigan Virtual-920 Municipal Way, Lansing, MI 48917; Noninvestment related; Online Instruction; Online Teacher; Start date 12/2020; 20 hrs/mnth; 0 hrs/mnth during trading. 4) Ravines Golf Club-3520 Palmer Dr., Saugatuck, MI 49453; Noninvestment related; Golf course; Groundskeeper & maintenance, course set-up; Start date 4/2023; 60 hrs/mnth; 0 hrs/mnth during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-23 |
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