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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-04-26
TX RA APPROVED_RES 2023-04-26
  • MI RA
    APPROVED
    Since 2023-04-26
  • TX RA
    APPROVED_RES
    Since 2023-04-26

Branch Locations

3900 Chicago Dr. Sw, Grandville, MI 49418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Securities Co Grandville MI 02/2003 06/2017
Signator Investors Inc Grandville MI 06/2017 11/2018
Royal Alliance Associates, Inc. Grandville MI 11/2018 Present
Lpl Financial Llc Grandville MI 04/2023 Present
  • 02/2003 → 06/2017
    Royal Securities Co
    Grandville, MI
  • 06/2017 → 11/2018
    Signator Investors Inc
    Grandville, MI
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Grandville, MI
  • 04/2023 → Present
    Grandville, MI
Previous Registrations
  • 2018-11-02 → 2023-05-01
    Grandville, MI
    Grand Rapids, MI
  • 2017-07-07 → 2018-11-02
    Signator Investors, Inc.
    Grandville, MI
    Grand Rapids, MI
  • 2010-01-29 → 2016-12-31
    Royal Advisors, Llc
    Grandville, MI
Other Businesses

1) 9/2022 - Evergreen Capital Management / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 9/2022 - Doris Tuinstra Foundation / Non-Profit Board Member / Tresurer/director / Not Investment Related / Grandville, MI / Start date 01/01/2015 - 1 Hrs per month 3) 9/2022 - Evergreen Capital Business LLC / Real Estate Rental / Investment Related / 3900 Chicago Dr, Grandville, MI 49418 / Start date 04/01/2022 - 5 Hrs per month 4) 04/26/2023 - Insurance / Non-Variable Insurance / Investment Related / Grandville, MI / Start date 04/01/2002 - 4 Hrs per month 5) 08/02/2023 - Fit Express, LLC - Not Investment Related - Grand Rapids, MI - Other - Business Owner - Start Date 02/01/2019 - 4 Hours Per Month/ 4 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-05
S63 Uniform Securities Agent State Law Examination 2003-04-10
  • S66 Uniform Combined State Law Examination
    2008-11-05
  • S63 Uniform Securities Agent State Law Examination
    2003-04-10

View on SEC IAPD

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