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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-04-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Securities Company | Grandville | MI | 06/1998 | 06/2017 |
| Signator Investors Inc | Grandville | MI | 06/2017 | 11/2018 |
| Royal Alliance Associates, Inc. | Grandville | MI | 11/2018 | 04/2023 |
| Lpl Financial Llc | Grandville | MI | 04/2023 | Present |
1) 08/18/2022 - David Moelker LLC - Business Entity For Tax/Investment Purposes Only - Owner - Fruitport MI 49415 - Non Investment related - Start date: 7/17/2017. 2) 08/18/2022 - Evergreen Capital Management LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 08/18/2022 - Rental Cottage - Real Estate Rental - Co-owner - West Olive MI - Investment related - Start date: 5/1/2019. 4) 08/18/2022 - Evergreen Capital Management LLC - Building - Real Estate Rental - Co-owner -Grandville MI 49418 - Investment related - Start date: 9/1/2022.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-07 |
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