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Nicholas John Yedowitz

Northwestern Mutual Investment Services, LLC

New York, NY

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-10-20
  • NJ RA
    APPROVED
    Since 2025-10-20

Branch Locations

1 Battery Park Plaza Ste 3350, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student New Haven CT 01/2012 12/2020
True North Financial Solutions White Plains NY 01/2021 05/2023
Adam Seiden New York NY 04/2023 07/2023
Northwestern Mutual Investment Services Llc New York NY 11/2023 Present
Adam Seiden New York NY 08/2023 05/2026
Rick Hu New York NY 05/2026 Present
  • 01/2012 → 12/2020
    Student
    New Haven, CT
  • 01/2021 → 05/2023
    True North Financial Solutions
    White Plains, NY
  • 04/2023 → 07/2023
    Adam Seiden
    New York, NY
  • 11/2023 → Present
    Northwestern Mutual Investment Services Llc
    New York, NY
  • 08/2023 → 05/2026
    Adam Seiden
    New York, NY
  • 05/2026 → Present
    Rick Hu
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-17
  • S66 Uniform Combined State Law Examination
    2025-10-17
Other Names
  • Nicholas John Yedowitz
  • Nick Yedowitz

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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