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Joseph B Carrara

T. Rowe Price Advisory Services, Inc.

Colorado Springs, CO

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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-08-05
  • CO RA
    APPROVED
    Since 2024-08-05

Branch Locations

2220 Briargate Parkway, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 06/2023 06/2024
Newage Beverage Inc Colorado Springs CO 08/2022 06/2023
Top Dollar Pawn Colorado Springs CO 10/2019 07/2022
Full-Time Education Colorado Springs CO 09/2018 09/2019
1440 Image Apparel Delta CO 05/2018 08/2018
Full-Time Education Delta CO 08/2012 05/2018
T Rowe Price Colorado Springs CO 07/2024 Present
  • 06/2023 → 06/2024
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 08/2022 → 06/2023
    Newage Beverage Inc
    Colorado Springs, CO
  • 10/2019 → 07/2022
    Top Dollar Pawn
    Colorado Springs, CO
  • 09/2018 → 09/2019
    Full-Time Education
    Colorado Springs, CO
  • 05/2018 → 08/2018
    1440 Image Apparel
    Delta, CO
  • 08/2012 → 05/2018
    Full-Time Education
    Delta, CO
  • 07/2024 → Present
    T Rowe Price
    Colorado Springs, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-24
S63 Uniform Securities Agent State Law Examination 2023-10-18
  • S66 Uniform Combined State Law Examination
    2024-07-24
  • S63 Uniform Securities Agent State Law Examination
    2023-10-18
Other Names
  • Joey Carrara
  • Joseph Benjamin Carrara

View on SEC IAPD

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SEAMOUNT FINANCIAL GROUP INC
UBS FINANCIAL SERVICES INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BENJAMIN F. EDWARDS & COMPANY, INC.
OSAIC WEALTH, INC.

Other Investors

KARLA ROSS
TROY CARLSON
JUSTIN BACKSTROM
JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

More in Colorado Springs, CO

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