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Erin Corrinne Roberts

Ria Advisory Group, LLC

Des Moines, IA

Mt Pleasant, IA

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Current Employers
Ria Advisory Group, Llc

500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-11-05
  • IA RA
    APPROVED
    Since 2025-11-05

Branch Locations

500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States

907 E Washington St, Mt Pleasant, IA 52641 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southeastern Community College West Burlington IA 04/2006 06/2023
Rcm Capital Trussville AL 07/2023 09/2025
Ria Advisory Group, Llc Mt Pleasant IA 11/2025 Present
  • 04/2006 → 06/2023
    Southeastern Community College
    West Burlington, IA
  • 07/2023 → 09/2025
    Rcm Capital
    Trussville, AL
  • 11/2025 → Present
    Ria Advisory Group, Llc
    Mt Pleasant, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-01
  • S65 Uniform Investment Adviser Law Examination
    2025-11-01
Other Names
  • Erin C Overhake

View on SEC IAPD

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EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
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