Luann Sims Barnes

Employer firm

Wmc Capital Management, LLC CRD 329845

$16.2M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 12/2017
  Success Logistics Llc
  Kannapolis, NC
• 12/2012 → 05/2024
  Beatty Financial Group
  Concord, NC
• 12/2012 → 05/2024
  Brookstone Capital Management
  Wheaton, IL
• 02/2024 → Present
  Wmc Capital Management, Llc
  Concord, NC

Previous Registrations

• 2012-12-14 → 2024-12-18
  Brookstone Capital Management Llc
  Concord, NC
  Wheaton, IL

Other Businesses

Mount Moriah Lutheran Church; not investment related; China Grove, NC; Religious organization; 8-12 hours/month; 0 hrs during trading; Church has a brokerage acct. While I am one of three people authorized to submit trade instructions, all transactions are approved by either a Committee or Congregation prior to submission.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-12-06
• S63 Uniform Securities Agent State Law Examination
  1999-04-09

Other Names

• Tiffany Luann Sims
• Luann Sims Barnes
• Luann Barnes
• Luann Simss Barnes