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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-27
  • NY RA
    APPROVED
    Since 2023-10-27

Branch Locations

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

New York, NY • United States

Citi Private Bank 388 Greenwich Street, Trading - 5Th Floor, New York, NY 10013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup New York NY 07/2023 Present
Lincoln School Heredia 08/2004 06/2019
Boston College Chestnut Hill MA 08/2019 05/2023
  • 07/2023 → Present
    Citigroup
    New York, NY
  • 08/2004 → 06/2019
    Lincoln School
    Heredia
  • 08/2019 → 05/2023
    Boston College
    Chestnut Hill, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-27
  • S66 Uniform Combined State Law Examination
    2023-10-27
Other Names
  • Lucia Marian Artinano Teran

View on SEC IAPD

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