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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-05-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Accettura & Hurwitz | Farmington | MI | 06/2014 | Present |
| Lpl Financial Llc | Bloomfield Hills | MI | 04/2023 | Present |
1)04/2023 - Michigan Retirement Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 04/2023 - 10 Hr/Mth 2)04/2023 - Accettura & Hurwitz - Law Clerk - Non-Inv Rel - Farmington, MI - Start: 01/01/2019 - 150 Hr/Mth 3) 05/02/2025 - IG Wealth, LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 04/21/2025 - 80 Hrs/Mth - 4 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2024-01-19 |
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