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Current Employers
Asset Allocation Strategies, Llc

33335 Grand River, Farmington, MI 48336 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2011-01-26
  • MI RA
    APPROVED
    Since 2011-01-26

Branch Locations

33335 Grand River, Farmington, MI 48336 • United States

256 Center St., South Haven, MI 49090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barden Farm And Farm Markets, Llc South Haven MI 06/1986 Present
Glp And Associates Inc South Haven MI 11/1999 Present
Glp Investment Services, Llc South Haven MI 11/2000 Present
Asset Allocation Strategies, Llc South Haven MI 01/2011 Present
  • 06/1986 → Present
    Barden Farm And Farm Markets, Llc
    South Haven, MI
  • 11/1999 → Present
    Glp And Associates Inc
    South Haven, MI
  • 11/2000 → Present
    Glp Investment Services, Llc
    South Haven, MI
  • 01/2011 → Present
    South Haven, MI
Other Businesses

#1. BARDEN FARM AND FARM MARKETS, LLC, NOT INVESTMENT-RELATED. FORMED 4/2011, MEMBER 50%. FROM MAY THROUGH SEPTEMBER, 50% OF TIME SPENT WORKING ON FAMILY FARM DURING MAY TO OCTOBER. FARMING/SELLING CROPS. #2. R&L PROPERTIES. NOT INVESTMENT-RELATED. ADDRESS: SOUTH HAVEN, MI. NATURE: LEASING COMPANY (LEASE SPACE AS MIDDLE MAN BETWEEN BUSINESS AND PROPERTY OWNER). POSITION: OWNER. START DATE: 04/2011. HOURS PER MONTH: LESS THAN 1. DUTIES: LEASE SPACE TO BUSINESS. #3. GLP & ASSOCIATES, INVESTMENT RELATED, SOUTH HAVEN, MI, NATURE: LIFE INSURANCE/ANNUITY SALES, POSITION: INSURANCE AGENT, START DATE: NOVEMBER 1999, APX 80 HRS/MO., 70 HRS DURING TRADING HOURS, DUTIES: LIFE INSURANCE AND FIXED/INDEX ANNUITY SALES AND SERVICING INSURANCE CLIENTS. #4. ASSET ALLOCATION STRATEGIES, LLC; INVESTMENT RELATED; LOCATED AT SOUTH HAVEN MI, SUPERVISED FROM FARMINGTON, MI; NATURE: INVESTMENT ADVISOR; POSITION: IAR; START DATE: 01/2011; APX 15 HRS/MO., DURING TRADING HOURS; DUTIES: SOLICIT, SERVICE, ACTIVELY MANAGE ADVISORY ACCOUNTS/CLIENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-01-13
S63 Uniform Securities Agent State Law Examination 2000-02-02
  • S65 Uniform Investment Adviser Law Examination
    2011-01-13
  • S63 Uniform Securities Agent State Law Examination
    2000-02-02

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