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33335 Grand River, Farmington, MI 48336 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 10/2009 | 06/2017 |
| Ameriprise Financial Services, Inc. | Troy | MI | 10/2009 | 06/2017 |
| Morgan Stanley | Birmingham | MI | 06/2017 | 12/2023 |
| Glp Investment Services | Farmington | MI | 01/2024 | 04/2024 |
| Asset Allocation Strategies | Farmington | MI | 01/2024 | 04/2024 |
| Asset Allocation Strategies | Farmington | MI | 04/2024 | Present |
| Glp Investment Services | Farmington | MI | 04/2024 | Present |
(1) ASSET ALLOCATION STRATEGIES, LLC; INVESTMENT RELATED; LOCATION: 33335 GRAND RIVER AVE. FARMINGTON MI OSJ; NATURE/POSITION: Director of Compliance; START DATE: 01/08/2024; APX 90 HRS/MO. (ALL DURING TRADING HOURS); DUTIES: HANDLE ALL COMPLIANCE MATTERS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-01 |
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